Christopher Cox - PDFSEARCH.IO - Document Search Engine

Christopher Cox
Results: 488

#	Item
181	Comment Letter on Circuit Breaker Rulemaking Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 09:53:50 Financial markets Stock market Mathematical finance Short selling New York Stock Exchange Christopher Cox Short Program trading U.S. Securities and Exchange Commission Financial economics Finance Investment
182	Draft 2013 Forum Final Report[removed]circulated to Commission) Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-26 13:12:27 Stock market Business Financial economics Financial Industry Regulatory Authority Security Finance Center for Audit Quality Christopher Cox Corporate crime U.S. Securities and Exchange Commission United States securities law
183	Comment letter State Sponsors of Terrorism Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-23 10:10:37 Christopher Cox EDGAR Government Financial regulation New Deal United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission
184	Opening Statement of Christy Romero Nominee for Special Inspector General Troubled Asset Relief Program Before the Committee on Banking, Housing, and Urban Affairs United States Senate March 20, 2012 Thank you, Chairman Add to Reading List Source URL: www.sigtarp.gov Language: English - Date: 2012-09-10 20:01:08 Christopher Cox Inspector General Economy of the United States U.S. Securities and Exchange Commission Oversight of the Troubled Asset Relief Program Banking in the United States Troubled Asset Relief Program United States Department of the Treasury
185	October 28,2005 Mr. Christopher Cox Chairman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-31 14:19:17 Form 10-K Government Securities and Exchange Commission Form 10-Q Christopher Cox Sarbanes–Oxley Act U.S. Securities and Exchange Commission Financial statement Form 8-K Regulation S-X SEC filings Business Finance
186	Oscar N. Onyema Senior Vice President and Chief Administrative Officer Office of the Chairman American Stock Exchange 86 Trinity Place Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-19 15:27:54 Financial system Finance Financial regulation United States securities law Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Christopher Cox National Market System Financial markets United States Securities and Exchange Commission Financial economics
187	Simon M. Lorne 666 Fifth Avenue, 8th Floor New York, NY[removed]Joseph McLaughlin 787 Seventh Avenue, 19th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-07 11:45:08 Investment Stock market Corporate crime U.S. Securities and Exchange Commission Regulation D Christopher Cox Credit rating agency Private placement Securities Act Financial economics United States Securities and Exchange Commission Finance
188	Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F St. NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-10 10:47:13 Executive pay Management Recruitment Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act Christopher Cox Business Financial economics Employment compensation
189	Microsoft Word[removed]Agenda - WITH COX.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-15 11:27:13 Chief compliance officer U.S. Securities and Exchange Commission Chief executive officer Business Christopher Cox Corporate governance Management Regulatory compliance
190	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-29 16:55:35 WESL Christopher Cox U.S. Securities and Exchange Commission Fax Business Technology Annette Nazareth Financial adviser

UPDATE